The China Securities Regulatory Commission has issued the "Special Evaluation Measures for Securities Companies to Do Well in the "Five Major Articles" of Finance"

date
07/09/2025
The China Securities Industry Association has formulated the "Special Evaluation Measures for Securities Companies to Implement the Five Major Financial Tasks" and will implement it from the date of its release. The "Evaluation Measures" consist of twenty-five articles, divided into chapters on general principles, evaluation indicators and scoring methods, evaluation implementation and result utilization, and attached special evaluation indicators. The regulations on evaluation procedures and result utilization are generally consistent with the association's existing special evaluations. Regarding evaluation indicators, they mainly consist of quantitative evaluation indicators, qualitative indicators, and additional items. The quantitative evaluation indicators mainly focus on the contributions and related capabilities of securities companies in the five key areas of technology finance, green finance, inclusive finance, pension finance, and digital finance. The qualitative evaluation indicators focus on the institutional construction of securities companies and the continuous input of business resources, while the additional items mainly reflect the functioning role of securities companies, active implementation of key policies for the year, innovative demonstrations, etc. The "Evaluation Measures" include a total of 14 representative evaluation indicators, comprehensively assessing the quality and effectiveness of securities companies in implementing the five major financial tasks from different perspectives.