Trader Association: Issues a warning to Guosen Securities, requiring it to rectify the problems exposed in its bookkeeping and issuance processes.

Announcement of the China Interbank Market Traders Association: GuoXin Securities, as the bookkeeper, released false information during the issuance process of relevant debt financing instruments, disrupting the issuance pricing and market issuance order. In addition, during the existence of the debt financing instruments, there was a situation where the issuer's relevant information was not monitored as required and holders' meetings were not convened in a timely manner. According to the relevant self-discipline regulations of the interbank bond market, after deliberation by the self-discipline disciplinary meeting, GuoXin Securities was given a warning and ordered to conduct a comprehensive and thorough rectification of the issues exposed in bookkeeping issuance and ongoing management.