CSRC: Improve the index of securities companies "serving residents' pensions" to better serve investors

date
01/07/2026
In order to further motivate securities companies to combine their resource endowments and business characteristics during the "Fifteen-Five" period, and to adapt to local conditions to carry out financial "Five Major Articles" and improve the relevant evaluation and incentive mechanisms. Recently, the China Securities Industry Association released and implemented the "Special Evaluation Measures for Securities Companies to Carry out the Financial 'Five Major Articles'", the main contents include: first, highlighting the guidance of functional performance. In addition to the existing indicators, the addition of "servicing residents' wealth management" and the improvement of "servicing residents' retirement" indicators to better serve the asset management needs of investors. Second, optimizing and refining the existing indicator statistical calibers. This includes adding managed asset securitization products in the bond financing indicator statistics, and adding domestic technology companies listing and financing projects abroad in the equity financing indicator statistics, guiding to improve service coverage. Third, moderately adjusting the scoring standards. The range of refined rankings for quantitative indicators has been expanded from the top 50 to the top 60, and the scoring method for "continuous investment of business resources" has been changed from comprehensive growth rate to specialized growth rate, etc. In principle, if the indicator scores are the same, the difference between each category should remain consistent. Fourth, deleting certain evaluation indicators. In order to coordinate with other evaluations, avoid repetition of evaluation indicators, and delete certain indicators.